Are you ready for the FINRA Rule?

GIACT is armed and ready to help ensure your company is compliant with zero impact to your business.

Per the Rule, all Industry Members will need to report a full set of customer account information and customer identifying information to the CAT for all active accounts and then keep this information current as it changes. 
While this is an easy task for us, it WILL require some preparation on your end.

What the FINRA Rule impacts:

  • How your consumer data is being contributed to CAT
  • Your data remediation
  • Identity Monitoring
  • Identity Verification at client onboarding

Connect with a GIACT representative today.